MorphoSys AG: Release according to § 40 Section 1 WpHG with the aim of Europe-wide distribution
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EQS Voting Rights Announcement: MorphoSys AG
MorphoSys AG: Release pursuant to Section 40 (1) WpHG with the aim of
Europe-wide distribution
10.01.2023 / 16:02 CET/EST
Release of a Voting Rights Announcement transmitted by EQS News –
a service of EQS Group AG.
The issuer / publisher is responsible for the content of the notification.
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Voting Rights Announcement
1. Issuer Information
Name: MorphoSys AG
Street, house no.: Semmelweissstr. 7
PLZ: 82152
Ort: Planegg
Deutschland
Legal Entity Identifier (LEI): 529900493806K77LRE72
2. Reason for Notice
X Purchase or sale of shares with voting rights
Acquisition or sale of instruments
Change in the total number of voting rights
X Other reason: Voluntary Group communication with
Threshold only touched at subsidiary level
3. Information about the submitter
Legal entity: JPMorgan Chase & Co.
Registered office, country: Wilmington, Delaware, United States
from America
4. Names of Shareholders
with 3% or more voting rights, if different from 3.
J.P. Morgan Securities LLC
5. Date of threshold crossing:
04.01.2023
6. Total Voting Shares
Share Share Total Shares Total number of
Voting rights instruments (total 7.a. + voting rights according to
(Summe 7.a.) (Summe 7.b.1.+ 7.b.) § 41 WpHG
7.b.2.)
neu 4,61 % 3,03 % 7,65 % 34231943
last 3.15% 2.99% 6.14% /
medium
lung
7. Details of voting rights holdings
a. Voting rights (§§ 33, 34 WpHG)
ISIN absolut in %
directly attributed directly attributed
(§ 33 WpHG) (§ 34 WpHG) (§ 33 WpHG) (§ 34 WpHG)
DE0006632003 0 1578445 0,00 % 4,61 %
Total 1578445 4.61%
b.1. Instruments within the meaning of Section 38 (1) No. 1 WpHG
Type of Instrument Maturity Exercise Time Voting Rights Voting
ness / space / te rights
Expiry term absolute in %
Interner n/a n/a 246935 0,72 %
right of return
for loaned shares
Third Party Convertible Bonds 16/10/202- 16/10/2025 45699 0.13%
– held right of use 5
Right of reassignment n/to/a 11175 0.03%
for loaned shares
Total 303809 0.89%
b.2. Instruments within the meaning of Section 38 (1) No. 2 WpHG
Type of Due Exercise Cash Settlement Voting Voting
Instruction / period / or physical rights rights
ments Maturity Term Settlement absolute in %
Wandan- 16/10/202- 16/10/2025 – Physical 206413 0.60%
borrow 5 – 16/10/2025
16/10/202-
5
Cash-sett- 02/01/209- Anytime Cash 615 0.00%
led Call 9
Options
Equity 13/04/202- 13/04/2023 Bar 527794 1,54 %
Swap 3 -12/08/2027
-12/08/20-
27
Total 734822 2.15%
8. Information Relating to the Notifier
Notifying party (3.) is neither controlled nor governed
Notifiable other companies, the voting rights of
Issuers (1.) hold or have voting rights of the issuer
be attributed.
X Full chain of subsidiaries starting with the
supreme controlling person or supreme controlling
Company:
Company Voting rights in %, Instruments in %, Total in %,
if 3% or if 5% or if 5% or
higher higher higher
-JPMorgan Chase & % % %
Co.
-JPMorgan Chase % % %
Bank, National
Association
-J.P. Morgan % % %
International
Finance Limited
-J.P. Morgan % % %
Capital Holdings
Limited
-J.P. Morgan % % %
Securities plc
– % % %
-JPMorgan Chase & % % %
Co.
-JPMorgan Chase % % %
Holdings LLC
-J.P. Morgan % % %
Broker-Dealer
Holdings Inc.
-J.P. Morgan 4,23 % % 5,01 %
Securities LLC
-J.P. Morgan Prime % % %
Inc.
– % % %
-JPMorgan Chase & % % %
Co.
-JPMorgan Chase % % %
Bank, National
Association
-J.P. Morgan % % %
International
Finance Limited
-J.P. Morgan % % %
Structured Products
B.V.
9. In the case of a power of attorney pursuant to Section 34 (3) WpHG
(only possible in the case of attribution in accordance with section 34 (1) sentence 1 no. 6 WpHG)
Date of the general meeting:
Total voting rights (6.) after the general meeting:
Percentage of voting rights Percentage of instruments Total shares
% % %
10. Other information:
Datum
09.01.2023
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01/10/2023 CET/CEST The EQS distribution services include statutory
reporting requirements, corporate news/financial news and press releases.
Media archive at https://eqs-news.com
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Language: German
Company: MorphoSys AG
Semmelweisstr. 7
82152 Planegg
Deutschland
Internet: www.morphosys.com
End of message EQS News Service
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1530915 10.01.2023 CET/CEST
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