DJ PTA-PVR: BAWAG Group AG: Publication according to Section 135 (2) BörseG
Participation notification according to Section 135 (2) BörseG (ESMA 2015/1597)
Vienna (pta/01/11/2023/19:00) – Publication of a participation report according to Section 135 (2) BörseG
participation report
1. Issuer BAWAG Group AG, Wiedner Gurtel 11, 1100 Vienna, Austria
2. Reason for notification Acquisition/sale of shares (voting rights)
3. Reportable Person Name: BlackRock, Inc. Registered Office and State: Wilmington, United States of America
4. Names of the shareholders, provided that they are not the person named under point 3. 5. Date the threshold was touched 06.01.2023
6. Total Positions of the Reportable Person
% der Stimmrechte, die % der Stimmrechte, die die Finanz-/ Total von Gesamtzahl der
zu Aktien gehören sonstigen Instrumente repräsentieren beiden in % Stimmrechte des
(7.A) (7.B.1 + 7.B.2) (7.A + 7.B) Emittenten
Situation am Tag
der 3,87 0,09 3,96 82.500.000
Schwellenberührung
Situation in der 3,92 0,08 4,01
vorherigen Meldung
7. Data to be reported – details of the instruments held on the day the threshold was touched
7.A: Voting rights attached to shares
ISIN der Absolut direkt (§ 130 Absolut indirekt (§ 133 Direkt in % (§ 130 Indirekt in % (§ 133 Aktien BörseG 2018) BörseG 2018) BörseG 2018) BörseG 2018) AT0000BAWAG2 0 3.189.564 0,00 3,87 Summe: 3.189.564 3,87
7.B.1: Financial instruments / other instruments pursuant to Section 131 (1) no. 1 BörseG 2018
Art des Instruments Verfalldatum Ausübungszeitraum / Laufzeit Stimmrechte absolut Stimmrechte in %
Wertpapierleihe N/A N/A 5.860 0,01
Summe: 5.860 0,01
7.B.2: Financial instruments / other instruments pursuant to Section 131 (1) no. 2 BörseG 2018
Art des Verfalldatum Ausübungszeitraum / Physisches oder Cash Stimmrechte Stimmrechte in
Instruments Laufzeit Settlement absolut %
Differenzkontrakt N/A N/A Cash 69.039 0,08
Summe: 69.039 0,08
8. Information Regarding the Reportable Person
Full chain of controlled entities through which the voting rights and/or financial/other instruments are held, starting with the top controlling person or entity:
Direkt Direkt gehaltene Direkt gehaltene Finanz-/ Total von
Ziffer Name kontrolliert Stimmrechte in Aktien sonstige Instrumente (%) beiden (%)
durch Ziffer (%)
1 BlackRock, Inc.
2 BlackRock Holdco 2, Inc. 1
3 BlackRock Financial 2
Management, Inc.
4 BlackRock International 3
Holdings, Inc.
5 BR Jersey International 4
Holdings L.P.
6 BlackRock Australia Holdco 5
Pty. Ltd.
BlackRock Investment
7 Management (Australia) 6
Limited
8 Trident Merger, LLC 1
9 BlackRock Investment 8
Management, LLC
10 BlackRock (Singapore) Holdco 5
Pte. Ltd.
11 BlackRock HK Holdco Limited 10
12 BlackRock Asset Management 11
North Asia Limited
13 BlackRock Lux Finco S.à r.l. 11
14 BlackRock Japan Holdings GK 13
15 BlackRock Japan Co., Ltd. 14
16 BlackRock (Singapore) Limited 10
17 BlackRock Holdco 3, LLC 5
18 BlackRock Cayman 1 LP 17
19 BlackRock Cayman West Bay 18
Finco Limited
20 BlackRock Cayman West Bay IV 19
Limited
21 BlackRock Group Limited 20
22 BlackRock Finance Europe 21
Limited
23 BlackRock Investment 22
Management (UK) Limited
24 BlackRock International 21
Limited
25 BlackRock (Netherlands) B.V. 22
26 BlackRock Asset Management 25
Deutschland AG
27 BlackRock Advisors (UK) 22
Limited
28 BlackRock Capital Holdings, 3
Inc.
29 BlackRock Advisors, LLC 28
30 BlackRock Canada Holdings LP 17
31 BlackRock Canada Holdings ULC 30
32 BlackRock Asset Management 31
Canada Limited
33 BlackRock Holdco 4, LLC 3
34 BlackRock Holdco 6, LLC 33
35 BlackRock Delaware Holdings 34
Inc.
36 BlackRock Fund Advisors 35
37 BlackRock Institutional Trust 35
Company, National Association
38 Amethyst Intermediate LLC 9
39 Aperio Holdings LLC 38
40 Aperio Group, LLC 39
9. In the case of proxy voting
Date of AGM: N/A
10. Other Comments
(End)
Sender: BAWAG Group AG Address: Wiedner Gurtel 11, 1100 Vienna Country: Austria Contact person: BAWAG Group Investor Relations Tel.: +43 (0)59905-34444 Email: investor.relations@bawaggroup.com Website: www.bawaggroup. com
ISIN(s): AT0000BAWAG2 (share) Stock exchanges: Official trading in Vienna
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(END) Dow Jones Newswires
January 11, 2023 1:00 PM ET (6:00 PM GMT)